Please provide us with your name, email address and a contact phone number and we will send you a copy of the Fund Summary. If you would prefer, you can also call us on 0131 556 0044 to speak with us directly.

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Individual

Under the rules of the Financial Conduct Authority [1] the products and services promoted by Par Fund Management Ltd. are available only to certain types of investor.

We are not allowed to provide you with information about them unless you confirm to us that you are one of the following types of individual:

High Net Worth Investor Statement - EIS Funds

I make this statement so that I can receive promotional communications which are exempt from the restriction on promotion of non-readily realisable securities, and/or non- mainstream pooled investments. The exemption relates to certified high net worth investors and I declare that I qualify as such because at least one of the following applies to me:

  1. I had, throughout the financial year immediately preceding the date below, an annual income to the value of £100,000 or more. Annual income for these purposes does not include money withdrawn from my pension savings (except where the withdrawals are used directly for income in retirement);
  2. I held, throughout the financial year immediately preceding the date below, net assets to the value of £250,000 or more. Net assets for these purposes do not include:
    1. the property which is my primary residence or any money raised through a loan secured on that property;
    2. any rights of mine under a qualifying contract of insurance; or
    3. any benefits (in the form of pensions or otherwise) which are payable on the termination of my service or on my death or retirement and to which I am (or my dependants are), or may be, entitled; or
    4. any withdrawals from my pension savings (except where the withdrawals are used directly for income in retirement).

I accept that the investments to which the promotions will relate may expose me to a significant risk of losing all of the money or other property invested. I am aware that it is open to me to seek advice from an authorised person who specialises in advising on (1) non-readily realisable securities and/or (2) non-mainstream pooled investments.

Self-certified Sophisticated Investor statement - EIS Funds

I declare that I am a self-certified sophisticated investor for the purposes of the restriction on promotion of non-readily realisable securities and/or non-mainstream pooled investments. I understand that this means:

  • I can receive promotional communications made by a person who is authorised by the Financial Conduct Authority which relate to investment activity in non-readily realisable and/or non-mainstream pooled investments;
  • the investments to which the promotions will relate may expose me to a significant risk of losing all of the property invested.

I am a self-certified sophisticated investor because at least one of the following applies:

  • I am a member of a network or syndicate of business angels and have been so for at least the last six months prior to the date below;
  • I have made more than one investment in an unlisted company in the two years prior to the date below;
  • I am working, or have worked in the two years prior to the date below, in a professional capacity in the private equity sector, or in the provision of finance for small and medium enterprises;
  • I am currently, or have been in the two years prior to the date below, a director of a company with an annual turnover of at least £1 million.

I accept that the investments to which the promotions will relate may expose me to a significant risk of losing all of the money or other property invested. I am aware that it is open to me to seek advice from an authorised person who specialises in advising on (1) non-readily realisable securities and/or (2) non-mainstream pooled investments.

Investment Professional statement - EIS Funds

I, the undersigned, declare that I am an investment professional for the purposes of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005. I am an investment professional because at lease one of the following applies:

  1. I am an 'authorised person' for the purposes of FSMA;
  2. I am a person who is 'exempt', as a result of an exemption order made under section 38(1) of FSMA, in relation to one of more relevant scheme activities;
  3. I am a person:
    1. whose ordinary activities involve him in participating in unregulated schemes for the purposes of a business carried on by him; or
    2. who it is reasonable to expect will so participate for the purposes of a business carried on by him;
  4. the individual is a government, local authority (whether in the United Kingdom or elsewhere) or an international organisation;
  5. the individual is a person ("A") who is a director, officer, or employee of a person ("B") falling within any of sub-paragraphs (1) to (4) above, when the communication is made to A in that capacity and where A's responsibilities when acting in that capacity involve him in B's participation in unregulated schemes.

I accept that the investments to which the promotions will relate may expose me to a significant risk of losing all of the money or other property invested. I am aware that it is open to me to seek advice from an authorised person who specialises in advising on (1) non-readily realisable securities and/or non-mainstream pooled investments.

Format: 4 Jul 2020
Investment experience

We would like to assess the breadth of your investment activities.

e.g. buy-to-let residential

Investment Decision-making

We would like to assess the depth of your involvement in decisions made about your investment portfolio.

Educational & Professional Background

This area is also covered by the FCA Rules (reflecting European directives) as being relevant to the suitability assessment exercise

Optional Information: Net Investable Assets

It may be possible to make a voluntary opt up to Elective Professional Client status if you have net investable assets of over €500,000 (and various other criteria are satisfied).

Professional